BNY Mellon Careers

Funds Dealer. Inter. Rep, Client Processing

Liverpool, United Kingdom

Job Description

Required Skills and Attributes

• Good attention to detail, prioritisation and time management required

• Client focussed with a willingness to understand and assist with client queries

• Unit trust dealing experience desirable

• Understanding of unit trusts desirable

• Good working knowledge of Microsoft Word, Excel and Outlook

• Experience working in a financial services regulated environment desirable (Financial Conduct Authority, Central Bank of Ireland or the Jersey Financial Services Commission)


MyCareer Path Description and Position Summary

Acts as a liaison with various trading desks and investment teams to support their business activities such as compliance, systems, finance and operating risk. Monitors positions and provides analytical or administrative support for trading functions. Serves as a connection between vendors and exchanges, testing for on-boarding of new clients as well as the migration of existing clients to new platforms. Completes and reviews all documents related to a particular transaction in complex product areas (may include derivatives or fixed-income).Managed Investments - Provide trading support to money managers, advisors, broker dealers and internal Pershing Managed Investments employees for all day to day trading activities. Understanding managed account space, specifically Unified Managed Accounts and Separately Managed Accounts. Manage the model implementations for client directed programs. Work with various custodial trade desks to execute orders. Daily client contact to institute ad-hoc program changes as defined by the IBD. Monitor drift for multiple client programs to ensure that the accounts remain within the program specific drift parameters.

Provides support in the execution of trading services to money managers, advisors and internal employees



MyCareer Path Primary Responsibilities

• Responsible for order execution, pricing and contract completion

• Records trades within systems

• Responds to client on various trade issues and works to resolve trade errors in a timely manner

• Handles internal and external clients inquiries and complaints; prepares written and verbal responses

• Assists with account reporting requirements

• No direct reports

• Responsible for the quality and completion of own work

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments & safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark:

Pershing provides critical business process, financial and technology solutions for financial organizations around the globe. We operate behind the scenes to power transformational change for broker-dealers, registered investment advisors, independent financial advisers, hedge fund and '40 Act fund managers and individual investors. We strive to be innovators, developing open architecture technology and financial solutions to support our customers' growth. We advocate on behalf of our customers and help them respond to regulatory reform and drive positive outcomes for our industry and investors. From our core business as an industry-leading trade execution, clearing and custody provider, we have evolved into a global multifaceted firm that provides investment solutions, forward-thinking technology-driven efficiencies, practice management and service excellence.

BNY Mellon is an Equal Employment Opportunity Employer.

Primary Location: United Kingdom-Merseyside-Liverpool
Job: Operations
Internal Jobcode: 70610
Organization: Pershing-HR06431
Requisition Number: 1716954